Job Title: Advertising Compliance Analyst
Date Posted: 04-17-2008
Job Location: California-San Diego
Job Type: Full Time
Education Level: Bachelors Degree
Work Experience: 2+ to 5 Years
Job Shift: First Shift
Yearly Salary:DOE (Depend on Experience)
Company Name: LPL Financial Services
Contact Information: LPL Financial Servic   LPL Financial Servic (careers@lpl.com)
Job Description:
ADVERTISING COMPLIANCE ANALYST
 

LPL Financial Services, the nations #1 independent brokerage firm has grown rapidly due to our
unparalleled Representatives and exceptional staff.  We are currently searching for a full time
Advertising Analyst to join our Compliance Department. This position is responsible for the
review, research and clearance of various corporate and registered representatives'
advertising pieces. The advertising and sales literature pieces will be reviewed for
compliance with Industry Regulations as well as LPL policy and procedures. This position is
also responsible for helping with other projects as assigned. 

 

Requirements: BA/BS degree, 3+ years brokerage or brokerage related experience and the Series
7 license are required.  Compliance experience and the Series 24 license are considered a
plus.  Must be a strong team player that thrives in a deadline-oriented environment. 
Excellent customer service, multi-tasking, and verbal/written communication skills are
essential. Must exercise keen judgment and attention to detail.

 

We offer an excellent salary and benefits package.  Please submit resume and salary
history/requirements to:  Linsco/Private Ledger, Human Resources, Job Code: AADL P.O. Box
501030, San Diego, CA  92150-1030 or email: careers @lpl.com.
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