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JOB PROFILE
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| Location: |
Florida-Miami |
Education: |
Bachelors Degree |
| Posted: |
09-09-2024 |
Experience: |
7+ to 10 Years |
| Category: |
Accounting/Finance |
Job Type: |
Full Time |
| Job Shift: |
First Shift |
Salary Range: |
DOE (Depend on Experience)
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| Company Name: |
Morgan Stanley |
Website: |
https://www.morganstanley.com/ |
| Contact Information : |
HR HR |
Contact Email : |
hr@morganstanley.com |
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JOB DESCRIPTION |
Morgan Stanley is a global financial services firm that conducts its business through three principal business segments: Institutional Securities, Wealth Management (WM), and Asset Management. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory, financial and wealth planning, credit and lending, deposits and cash management, annuities, insurance, retirement, and trust services.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in doing the right thing, putting clients first, leading with exceptional ideas, and a commitment to diversity and inclusion. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, achieve, and grow.
Department Profile:
Find out more about this role by reading the information below, then apply to be considered.
The WM and U.S. Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client types. The WM and U.S. Banks Financial Crimes Risk Team is considered the first line of defense and supports the onboarding, enhanced due diligence, and negative news processes for Morgan Stanley.
Responsibilities:
The WM and U.S. Banks Financial Crimes Risk VP is part of the WM and U.S. Banks Financial Crimes Risk EDD team and is responsible for overseeing risk-relevant activities related to WM and U.S. Banks Financial Crimes Risk. The VP will assess Bank Secrecy Act (BSA), anti-money laundering, and reputational risk matters identified through the execution and management of the Firm's protocols for both new and existing customers. This includes managing programs and processes to examine potential risk exposure for the Firm. In addition, the WM and U.S. Banks Financial Crimes Risk VP will have ultimate responsibility for the escalation of issues or risks related to these programs and processes.
The WM and U.S. Banks Financial Crimes Risk VP will:
Manage the end-to-end EDD workflow of a program focused on assessing WM and U.S. Banks Financial Crimes risks related to new and existing clients to effectively mitigate potential WM and U.S. Banks risk exposure.
Actively manage and lead strategic initiatives, processes, and tasks supporting the Firm's EDD program.
Provide risk management services in support of the growth of the WM and US Banks businesses.
Lead key projects and initiatives related to assessing and mitigating the Firm's exposure to money laundering and reputational risk-relevant activities.
Active pipeline management and engagement with Financial Advisors, Complex Management, and Risk Officers to onboard new and existing International Banking & Lending client relationships.
Actively identify, measure, control, and remediate money laundering and reputational risk issues with partners in Global Financial Crimes, Compliance, and the Business Units.
Partner with the Business Units, including Private Bankers, Lending Advisors, and Branch Risk Officers, to ensure appropriate client onboarding due diligence processes are enacted while providing a positive client experience.
Partner with the Second Line of Defense Global Financial Crimes Compliance teams to monitor client relationships on an ongoing basis.
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